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FINRA regulations Jobs

Explore FINRA regulations roles on Private Equity Jobs and apply today.

Ares Management logoAM

Vice President, Corporate Compliance (Code of Ethics)

Ares Management

New York, United States (On-site)

$185K – $225K Yearly2mo ago
Apollo Global Management logoAG

Financial Crimes Compliance Officer

Apollo Global Management

New York, United States (On-site)

$275K – $315K Yearly3w ago
HarbourVest Partners logoHP

National Accounts Associate, Global Private Wealth - Investor Relations

HarbourVest Partners

Boston, Massachusetts, United States (Hybrid)

$109K – $141K Yearly2mo ago
Ares Management logoAM

Vice President, Product Management and Investor Relations, Alternative Credit

Ares Management

New York, United States (On-site)

$180K – $225K Yearly1mo ago
Ares Management logoAM

Senior Associate / Vice President, AREX Product Specialist

Ares Management

Denver, Colorado, United States (On-site)

$150K – $210K Yearly3w ago
Ares Management logoAM

Senior Associate/Vice President, Investor Relations, AIS

Ares Management

New York, United States (On-site)

$175K – $240K Yearly2mo ago
Vista Equity Partners logoVE

Associate, Private Equity Compliance

Vista Equity Partners

New York, United States (On-site)

$110K – $150K Yearly3w ago
Ares Management logoAM

Vice President, Regional Director (Central)

Ares Management

Colorado, United States + 3 more (Remote)

From $210K Yearly7d ago
Apollo Global Management logoAG

Compliance Analyst

Apollo Global Management

London, England, United Kingdom (On-site)

3w ago
Apollo Global Management logoAG

Associate or Associate Director, Japan Compliance

Apollo Global Management

Tokyo Prefecture, Japan (On-site)

4w ago
Ares Management logoAM

Senior Associate, Financial Crimes Prevention (Counterparty KYC)

Ares Management

Mumbai, Maharashtra, IN

3mo ago
Ares Management logoAM

Managing Director, Legal

Ares Management

Tokyo Prefecture, Japan (On-site)

3w ago
Ares Management logoAM

Counsel, Private Funds

Ares Management

London, England, United Kingdom (On-site)

2mo ago