FINRA Rules Jobs
Browse 11 FINRA Rules jobs on Private Equity Jobs.
11 jobs
Vice President Compliance, Marketing Material Review
Ares Management
New York, New York, United States (On-site)
$175k – $225k Yearly
Financial Crimes Compliance Officer
Apollo Global Management
New York, New York, United States (On-site)
$275k – $315k Yearly
AVP Corporate Compliance (Code of Ethics & Political Contributions)
Ares Management
New York, New York, United States (On-site)
$145k – $185k Yearly
Senior Associate, Regional Director (New York)
Ares Management
New York, New York, United States (Hybrid)
$150k – $175k Yearly
Senior Associate / Vice President, AREX Product Specialist
Ares Management
Denver, Colorado, United States (On-site)
$150k – $210k Yearly
Associate, Private Equity Compliance
Vista Equity Partners
San Francisco, California, United States (On-site)
$110k – $150k Yearly
Specialty Finance Transaction Counsel
Neuberger Berman Private Equity
Redwood City, California, United States (On-site)
$225k – $275k Yearly
Associate Director, Private Equity Fund Accounting
MUFG Investor Services
Singapore, Central Singapore Community Development Council, Singapore (Hybrid)
Analyst, Conflicts Management and Trade Surveillance Compliance
Ares Management
Mumbai, Maharashtra, India (On-site)