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SEC Compliance Jobs

Browse 5 SEC Compliance jobs on Private Equity Jobs.

5 jobs

AM

Associate Vice President, Financial Reporting

Ares Management·New York, United States (On-site)

Ares Management

New York, United States (On-site)

$150–180K Yearly2 mo. ago

AM

Associate Vice President, Compliance-- Conflicts Management

Ares Management·New York, United States (On-site)

Ares Management

New York, United States (On-site)

$145–195K Yearly2 mo. ago

Compliance

Conflicts Management

Investment Advisers Act

Investment Company Act of 1940

AM

Vice President, Investment Adviser Compliance (JD required)

Ares Management·New York, United States (On-site)

Ares Management

New York, United States (On-site)

$250–300K Yearly1 mo. ago

Investment Compliance

Legal & Compliance

Investment Advisers Act of 1940

Investment Company Act of 1940

TB

VP of Legal or General Counsel - The Brydon Group

The Brydon Group·Washington, District of Columbia, United States (On-site)

The Brydon Group

Washington, District of Columbia, United States (On-site)

$300–400K Yearly3 wk. ago

Private Equity & Venture Capital

Legal

Private Equity Transactions

SEC Regulations

AM

Senior Associate, Internal Audit

Ares Management·Mumbai, Maharashtra, India (On-site)

Ares Management

Mumbai, Maharashtra, India (On-site)

2 mo. ago

Internal Audit

Financial Services Audit

Data Analytics

AI