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SEC Regulations Jobs in United States

Discover SEC Regulations roles in United States on Private Equity Jobs and apply today.

Vista Equity Partners logoVE

Associate, Private Equity Compliance

Vista Equity Partners

New York, United States (On-site)

$110K – $150K Yearly1mo ago
Compliance Associate
Private Equity Compliance
Private Equity Compliance
Investment Compliance
Ares Management logoAM

Vice President, Corporate Compliance (Code of Ethics)

Ares Management

New York, United States (On-site)

$185K – $225K Yearly2mo ago
Corporate Compliance
Compliance Management
Code of Ethics
SEC Regulations
Ares Management logoAM

Associate Vice President, SEC Reporting

Ares Management

Los Angeles, California, United States (On-site)

$200K – $230K Yearly2mo ago
SEC Reporting
Financial Reporting
SEC Reporting
Financial Reporting
Partners Group logoPG

Investment Fund Controller (Broomfield, US)

Partners Group

Broomfield, Colorado, United States (On-site)

$135K – $154K Yearly4w ago
Fund Accounting
Financial Reporting
SEC Filings
Financial Statements
HarbourVest Partners logoHP

Vice President, Evergreen Product Operations

HarbourVest Partners

Boston, Massachusetts, United States (Hybrid)

$167K – $283K Yearly1mo ago
Product Operations
Fund Operations
SEC-registered Funds
Separately Managed Accounts
Apollo Global Management logoAG

Financial Crimes Compliance Officer

Apollo Global Management

New York, United States (On-site)

$275K – $315K Yearly1mo ago
Financial Crimes Compliance
AML Compliance
Financial Crimes Compliance
Anti-Money Laundering (AML)
Ares Management logoAM

Associate Vice President, Fund Accounting

Ares Management

New York, United States (On-site)

$160K – $180K Yearly1mo ago
Fund Accounting
Accounting
Fund Accounting
US GAAP
Ares Management logoAM

Investment Compliance Engineering Lead

Ares Management

New York, United States (On-site)

$225K – $250K Yearly3mo ago
Compliance Engineering
Financial Software Engineering
SQL
Python
Neuberger Berman Private Equity logoNB

Assistant Controller – Private Equity & Credit

Neuberger Berman Private Equity

New York, United States (Hybrid)

$110K – $135K Yearly2mo ago
Fund Accounting
Private Equity Accounting
Fund Accounting
Financial Reporting